Banks, Securities & the Volcker RuleAuthor :
Hardback
Published : Tuesday 14 June 2011
Description
In 1933, during the first 100 days of President Franklin D. Roosevelts New Deal, the Securities Act of 1933 and the Glass-Steagall Act (GSA) were enacted, setting up a pervasive regulatory scheme for the public offering of securities and generally prohibiting commercial banks from underwriting and dealing in those securities. Banks are subject to heavy, expensive prudential regulation, while the regulation of securities firms is predominantly built around registration, disclosure of risk, and the prevention and prosecution of insider trading and other forms of fraud. This book discusses the permissible proprietary trading activities of commercial banks and their subsidiaries under current law and then analyses the Volcker Rule proposals under the House and Senate passed financial reform bills.
You may also like ...
by
Paperback
06 Jan 2022
Memoirs
€15.20
Extended stock – Dispatch 5-7 days
by
Hardback
27 May 2019
Cardiovascular medicine
€81.89
Extended stock – Dispatch 5-7 days
by
Hardback
16 Nov 2017
Physiological and neuro-psychology, biopsychology
€84.24
Extended stock – Dispatch 5-7 days
by
Paperback
30 May 2012
Literacy
€38.55
Extended stock – Dispatch 5-7 days
Reviews