Financial Planners, Investment Advisers & Broker-DealersAuthor :
Paperback
Published : Thursday 14 March 2013
Description
Consumers are increasingly turning for help to financial planners--individuals who help clients meet their financial goals by providing assistance with such things as selecting investments and insurance products, and managing tax and estate planning. This book examines how financial planners, investment advisers and broker-dealers are regulated and overseen at the federal and state levels; what is known about the effectiveness of this regulation; and the advantages and disadvantages of alternative regulatory approaches.
You may also like ...
by
Hardback
24 Oct 2024
Childrens / Teenage fiction: General, modern and contemporary fiction
€17.54
by
Hardback
20 Feb 2020
Asian history
€53.81
Extended stock – Dispatch 5-7 days
by
Hardback
22 Jan 2019
Photography and photographs
€52.65
Extended stock – Dispatch 5-7 days
by
Paperback
17 Sep 2013
General cookery and recipes
€37.44
Extended stock – Dispatch 5-7 days
Reviews